Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Robinson has been an active advisor in the securities industry since 1985. Brooks is currently registered with Synovus Securities, Inc., and is licensed to offer securities and investment advisory services in Alabama, California, Colorado, Florida, Georgia, Maryland, Michigan, North Carolina, South Carolina and Texas. Prior to joining Synovus Securities, Inc., Brooks was affiliated with several other financial firms. In addition to being a registered representative, Brooks also holds the Series 10 and Series 9 licenses for securities supervisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/29/2011 - Present
Synovus Securities, Inc. (LAGRANGE GA)
SC
06/10/1994 - 11/10/2005
MORGAN STANLEY DW INC. (MYRTLE BEACH SC)
NY
05/11/1990 - 07/01/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
09/22/1988 - 05/21/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
09/21/1984 - 09/01/1988
BAKER, WATTS & CO., INC.
IA
Issued 02/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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