Unclaimed
Brooks Coley Poirier is a financial professional registered with Equitable Distributors, LLC. Brooks has been in the industry since April 26, 2023, and has passed the Series 63, Series 6TO and SIE exams. Brooks is currently registered in Alabama, Florida, Georgia, Maryland, New York, North Carolina, Puerto Rico, Virginia, West Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/27/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 05/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/31/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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