Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Christopher Berardi is an Investment Advisor Representative with MML Investors Services, LLC. Brooks has been in the financial services industry since January 9, 2010. Brooks is currently registered with the state of Washington. Brooks is also registered with the state of Texas as an Investment Advisor Representative. Brooks has previously worked with CUNA Brokerage Services, Inc., Independent Financial Group, LLC, and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WA
08/11/2023 - Present
MML Investors Services, LLC (Battle Ground WA)
WA
05/18/2022 - 08/22/2023
LPL FINANCIAL LLC (Battle Ground WA)
WA
02/06/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Battle Ground WA)
OR
03/26/2014 - 02/23/2018
INDEPENDENT FINANCIAL GROUP, LLC (LAKE OSWEGO OR)
OR
10/31/2012 - 03/10/2014
LPL FINANCIAL LLC (LAKE OSWEGO OR)
CA
12/10/2008 - 09/07/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
BOTH
Issued 04/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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