Unclaimed
Brooks Christian Mar is a registered representative with Santander US Capital Markets LLC. Brooks has been in the securities industry since December 6, 2001. Brooks is licensed in 25 states and has passed the Series 7, Series 63, and SIE exams. Prior to joining Santander US Capital Markets LLC, Brooks worked at Barclays Capital Inc., Stone & Youngberg LLC, and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/25/2016 - Present
Santander US Capital Markets LLC (San Francisco CA)
CA
03/27/2006 - 02/15/2016
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
NY
11/22/2004 - 02/27/2006
STONE & YOUNGBERG LLC (NEW YORK NY)
NY
11/16/1999 - 02/04/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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