Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Burgess Johnson is a financial advisor with over 30 years of experience in the industry. Brooks has worked with several notable firms, including Merrill Lynch, Morgan Stanley and most recently Apollon Wealth Management. Brooks holds the Series 3, 7, 63 and 65 licenses and is currently registered in South Carolina as an Investment Advisor Representative. Brooks provides a variety of services to individuals, families, and institutions, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
11/29/2023 - Present
Apollon Wealth Management, LLC (MOUNT PLEASANT SC)
SC
11/25/2019 - 11/22/2023
MORGAN STANLEY (Charleston SC)
SC
02/02/2010 - 11/29/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLESTON SC)
SC
11/15/2004 - 02/24/2010
SCOTT & STRINGFELLOW, LLC (CHARLESTON SC)
NY
12/21/1993 - 11/17/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/19/1988 - 12/21/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/20/1987 - 12/22/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 06/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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