Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Buck is a registered representative with Global Atlantic Distributors, LLC. Brooks holds the Series 63, Series 7TO and SIE licenses. Brooks is registered to sell securities in Pennsylvania. Brooks has been in the securities industry since July 14, 2022. Brooks previously worked for Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/28/2023 - Present
Global Atlantic Distributors, LLC (WAYNE PA)
PA
07/14/2022 - 03/24/2023
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 07/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/14/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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