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Brooks Black

Pruco Securities, LLC

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About Brooks Black

Brooks Black is a financial advisor registered with Pruco Securities, LLC, located in Troy, MI. Brooks has been in the financial industry since 1999 and holds the Series 63, Series 7 and Series 65 licenses. Brooks also holds the SIE license. Brooks is also a Chartered Financial Consultant. Brooks has experience with a variety of financial services, including investment advisory, securities, and insurance. Brooks is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Brooks Black is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Brooks Black’s Registration & Firm History

MI

03/27/2019 - Present

Pruco Securities, LLC (TROY MI)

MI

03/25/2017 - 02/12/2019

MML INVESTORS SERVICES, LLC (Bay City MI)

MI

08/02/2005 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (SAGINAW MI)

NY

08/02/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MN

10/21/2002 - 12/16/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MI

10/04/1999 - 10/08/2002

HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)

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Licenses & Designations

IA

Issued 06/23/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brooks Black. Review regulatory record here.
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