Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Allen is an investment advisor representative registered with Planmember Securities Corp. Brooks has been in the securities industry since December 2018 and is licensed in California. Brooks's previous experience includes positions at Fidelity Brokerage Services LLC, Mercer Global Advisors Inc., Mission Wealth Management, and One Capital Management, LLC. Brooks holds the Series 63, Series 65, Series 7TO, and SIE licenses. Brooks specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/13/2024 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
12/28/2018 - 04/03/2019
FIDELITY BROKERAGE SERVICES LLC (PASADENA CA)
IA
Issued 02/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2018
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
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