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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Oldham is an investment advisor representative at Fidelity Personal And Workplace Advisors. Brooks is a registered investment advisor and has been in the industry since 2016. Brooks is currently registered in 49 states as a broker-dealer and in two states as an investment advisor. Brooks holds Series 7, 6, 63, and 65 licenses. Brooks has experience working for PRUCO SECURITIES, LLC., Fidelity Brokerage Services LLC and other companies. Brooks specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
06/16/2021 - Present
Fidelity Personal AND Workplace Advisors (ATLANTA GA)
GA
06/08/2016 - 11/26/2018
PRUCO SECURITIES, LLC. (ATLANTA GA)
IA
Issued 06/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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