Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Wearen Haskins is a financial advisor with Osaic Wealth, Inc. Brooke has been working in the financial industry since 1997. Brooke is licensed in 11 states and is registered with FINRA. Brooke also holds the Series 7, Series 24, Series 63 and Series 66 licenses. Brooke offers financial planning, portfolio management and educational seminars. Brooke is affiliated with Securities America, Inc. and UBS Securities LLC. Brooke has experience working with high-net-worth individuals, pension and profit-sharing plans, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (CAPITOLA CA)
CA
05/08/2007 - 06/14/2024
SECURITIES AMERICA, INC. (CAPITOLA CA)
CA
04/10/2003 - 03/30/2007
UBS SECURITIES LLC (SAN FRANCISCO CA)
NY
10/02/2000 - 04/04/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NE
07/14/1997 - 11/16/2000
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
09/09/1997 - 09/29/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 11/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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