Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Thornton Carpenter is an investment advisor representative with over 6 years of experience in the financial services industry. Brooke is currently registered with LPL Financial LLC. Brooke has been registered with LPL Financial LLC since January 11, 2019. Prior to that, Brooke was registered with FIRST COMMAND FINANCIAL PLANNING, INC. from November 15, 2016 to January 10, 2019. Brooke holds Series 66, Series 7, and SIE licenses. Brooke has a diverse background, having also been employed as a Structural Engineer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/11/2019 - Present
LPL Financial LLC (BURLINGTON NC)
NC
11/15/2016 - 01/10/2019
FIRST COMMAND FINANCIAL PLANNING, INC. (Cary NC)
BOTH
Issued 01/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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