Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Swain is a financial advisor with over 10 years of experience. She specializes in financial planning, pension consulting, and portfolio management for individuals. Brooke is currently registered with the state of New Mexico and Texas as an Investment Advisor Representative. She is a Certified Financial Planner and has earned the Series 65 and Series 66 licenses. Brooke currently works at Buck Wealth Strategies, LLC, a firm that manages over $299 million in assets. Brooke is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
02/01/2024 - Present
Buck Wealth Strategies, LLC (DENVER CO)
IA
Issued 10/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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