Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Richard Wentner is a registered representative with GWN Securities Inc., Brooke has been in the industry since 1980 and has held a Series 63 license since 1986. Brooke has worked with various firms throughout their career including PLANMEMBER SECURITIES CORPORATION, CENTAURUS FINANCIAL, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, OAK TREE SECURITIES, INC. and TITAN CAPITAL CORPORATION. Brooke currently has 1 approved SRO registration with FINRA and 9 approved state registrations. Brooke also holds a Series 7, Series 1, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
TX
01/04/2021 - Present
GWN Securities Inc. (POTTSBORO TX)
CA
04/19/2007 - 04/01/2010
PLANMEMBER SECURITIES CORPORATION (DANVILLE CA)
CA
08/31/1998 - 04/20/2007
CENTAURUS FINANCIAL, INC. (DANVILLE CA)
CA
10/25/1991 - 09/08/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
11/21/1989 - 10/16/1991
OAK TREE SECURITIES, INC. (LIVERMORE CA)
CA
01/20/1988 - 10/04/1989
TITAN CAPITAL CORPORATION (IRVINE CA)
NA
08/12/1983 - 12/31/1987
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
07/08/1980 - 08/22/1983
UNIVERSITY SECURITIES CORPORATION
BC
Issued 03/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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