Unclaimed
Brooke Willardson is a securities professional with over four years of experience in the industry. Brooke currently holds a Series 7TO, Series 66 and SIE licenses. Brooke is registered with Apollo Global Securities, LLC and Athene Securities, LLC. Brooke is also registered in 14 states, including Alaska, Arizona, California, Colorado, Hawaii, Idaho, Montana, New Mexico, North Dakota, Oregon, South Dakota, Utah, Washington, and Wyoming. Brooke's primary focus is on providing investment advice to individual investors. Brooke is dedicated to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/20/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
AZ
01/01/2021 - 12/03/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 01/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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