Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Franklin is a financial professional with a strong track record of success in the securities industry. Brooke holds multiple FINRA licenses, including Series 7, 9, 10, 63, and SIE. Brooke has extensive experience in the financial services industry, having previously worked at Charles Schwab & Co., Inc. and is currently registered with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/30/2023 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
TX
11/07/2017 - 01/11/2023
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 12/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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