Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Sugamele is an active Investment Advisor Representative with Concurrent Investment Advisors, LLC based in Indian Trail, NC. Brooke has been in the industry for over 16 years, previously working with Raymond James Financial Services, Inc. and Morgan Stanley. Brooke is registered in North Carolina and Texas. Brooke specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/12/2023 - Present
Concurrent Investment Advisors, LLC (Indian Trail NC)
CO
02/15/2017 - 06/08/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Greenwood Village CO)
CO
06/13/2012 - 02/21/2017
MORGAN STANLEY (GREENWOOD VILLAGE CO)
CO
04/06/2011 - 06/04/2012
AMERIPRISE FINANCIAL SERVICES, INC. (DENVER CO)
CO
05/21/2010 - 04/05/2011
AMERIPRISE FINANCIAL SERVICES, INC. (DENVER CO)
CO
11/20/2007 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
CO
06/04/1999 - 08/05/2003
JANUS DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 12/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Brooke Sugamele is the right advisor for you? Invested Better is here to help.
