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Brooke Lee Bowser-collins

Cetera Advisors LLC

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About Brooke Lee Bowser-collins

Brooke Bowser-collins is a financial advisor with Cetera Advisors LLC and has been in the industry since 2012. Brooke is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6 and Securities Industry Essentials Examination (SIE) licenses.

Firm Information

Brooke Bowser-collins is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brooke Bowser-collins’s Registration & Firm History

IA

03/06/2019 - Present

Cetera Advisors LLC (WEST DES MOINES IA)

IA

03/06/2019 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

03/06/2019 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

01/15/2013 - 04/19/2018

DIRECTED SERVICES LLC (Des Moines IA)

IA

12/20/2010 - 07/05/2012

DIRECTED SERVICES LLC (DES MOINES IA)

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Licenses & Designations

BC

Issued 04/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brooke Lee Bowser-collins.
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