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Brooke K Pearson

DWS Distributors, Inc.

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About Brooke K Pearson

Brooke Pearson is a registered representative with DWS Distributors, Inc., a firm based in Jacksonville, FL. Brooke holds the Series 7 and SIE licenses. Brooke has been in the industry since March 25, 2014. Prior to joining DWS Distributors, Inc., Brooke was with DB Securities Services NJ INC. in Jersey City, NJ, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL.

Firm Information

Brooke Pearson is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brooke Pearson’s Registration & Firm History

FL

07/27/2016 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

NJ

11/18/2008 - 04/23/2010

DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)

FL

09/08/2006 - 08/06/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brooke K Pearson.
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