Unclaimed
Brooke Pearson is a registered representative with DWS Distributors, Inc., a firm based in Jacksonville, FL. Brooke holds the Series 7 and SIE licenses. Brooke has been in the industry since March 25, 2014. Prior to joining DWS Distributors, Inc., Brooke was with DB Securities Services NJ INC. in Jersey City, NJ, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/27/2016 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
NJ
11/18/2008 - 04/23/2010
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
FL
09/08/2006 - 08/06/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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