Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Johnson is a financial advisor with over 20 years of experience in the financial industry. Brooke is currently registered with Neuberger Berman BD LLC as a Registered Representative and an Investment Advisor Representative. Brooke is also a Registered Representative in both Connecticut and New York. Brooke's experience includes working at Capital Research Corporation in Jacksonville, Florida as well as Neuberger Berman in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/30/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
FL
02/10/1998 - 05/17/1998
CAPITAL RESEARCH CORPORATION (JACKSONVILLE FL)
BOTH
Issued 05/29/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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