Unclaimed
Brooke Herlihy Cooper is a registered representative and principal with J.p. Morgan Securities LLC. Brooke has over 17 years of experience in the financial services industry. Brooke has a broad range of experience in the financial services industry, including investment banking, securities trading, and financial planning. Brooke is registered in all 50 states and the District of Columbia. Brooke has earned the Series 7, Series 24, Series 63, and SIE licenses. Brooke is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/07/2018 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/11/2015 - 07/05/2018
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
07/20/2005 - 05/29/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 12/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
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