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Brooke Fontana Caponegro

Prudential Annuities Distributors, Inc.

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About Brooke Fontana Caponegro

Brooke Fontana Caponegro is a financial professional with over 14 years of experience in the industry. Brooke is currently registered with Prudential Annuities Distributors, Inc. and holds the Series 6 and SIE securities licenses. Brooke has been a registered representative since May 26, 2008.

Firm Information

Brooke Caponegro is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brooke Caponegro’s Registration & Firm History

CT

05/26/2008 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brooke Fontana Caponegro.
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