Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Erin Sanchez is an investment advisor representative with Raymond James & Associates, Inc. in New York, New York. Brooke has been in the financial industry since 1999 and has held previous positions at Deutsche Bank Securities Inc. and Barclays Capital Inc. Brooke has been registered with the Securities and Exchange Commission (SEC) since 2017. She is licensed in 34 states and is a registered investment advisor representative in New Jersey and New York. Brooke specializes in providing financial planning, portfolio management, and investment advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (New York NY)
NY
10/12/2015 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/24/2012 - 10/14/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/13/2001 - 03/09/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/13/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NJ
07/13/1999 - 09/15/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 06/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2014
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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