Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Conaty Farley is a financial advisor at Pickwick Capital Partners, LLC. Brooke has over 18 years of experience in the financial services industry. Brooke is registered with FINRA and the states of Connecticut, Massachusetts, and New York. Brooke holds the Series 7, Series 63, SIE, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/25/2013 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NJ
06/17/2011 - 05/08/2013
TANGENT CAPITAL PARTNERS, LLC (SHORT HILLS NJ)
FL
12/18/2009 - 06/14/2011
ASHTON STEWART & CO., INC. (MIAMI FL)
PA
05/16/2008 - 11/16/2010
SPOUTING ROCK CAPITAL ADVISORS, LLC (BRYN MAWR PA)
NY
02/02/2007 - 05/16/2008
SMH CAPITAL INC. (NEW YORK NY)
NY
04/12/2005 - 12/01/2006
JUNIPER CAPITAL GROUP, LLC (NEW YORK NY)
VT
10/15/2003 - 12/07/2004
STANWICH ADVISORS LLC (STOWE VT)
BC
Issued 11/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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