Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Buckley is a financial advisor with Arete Wealth Management, LLC. Brooke has been in the securities industry since 2001 and has been registered with FINRA since 2014. Brooke holds Series 7, 24, and 63 licenses. Brooke previously worked with ARI Financial Services, Inc., Prospect Financial Advisors, LLC, Sutro & Co. Incorporated, and Lehman Brothers Inc. Brooke is registered to provide securities and investment advice in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/03/2014 - Present
Arete Wealth Management, LLC (Chicago IL)
CA
01/11/2011 - 12/31/2013
ARI FINANCIAL SERVICES, INC. (MORAGA CA)
CA
08/20/2003 - 09/25/2006
PROSPECT FINANCIAL ADVISORS, LLC (ORINDA CA)
CA
08/10/1995 - 08/07/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
11/22/1994 - 06/20/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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