Unclaimed
Brooke Baker is an investment advisor representative with John Hancock Investment Management LLC. Brooke has been in the securities industry since October 2020 and is licensed to provide investment advice in Arizona and Massachusetts. Brooke has a Series 66 license and is a General Securities Representative, holding a Series 7 and a Series 63 license. Brooke has worked for Edward Jones and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
03/16/2021 - Present
John Hancock Investment Management LLC (BOSTON MA)
AZ
10/02/2020 - 03/01/2021
EDWARD JONES (TEMPE AZ)
BOTH
Issued 12/01/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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