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Brooke Baker

John Hancock Investment Management LLC

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About Brooke Baker

Brooke Baker is an investment advisor representative with John Hancock Investment Management LLC. Brooke has been in the securities industry since October 2020 and is licensed to provide investment advice in Arizona and Massachusetts. Brooke has a Series 66 license and is a General Securities Representative, holding a Series 7 and a Series 63 license. Brooke has worked for Edward Jones and is registered with FINRA.

Firm Information

Brooke Baker is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brooke Baker’s Registration & Firm History

MA

03/16/2021 - Present

John Hancock Investment Management LLC (BOSTON MA)

AZ

10/02/2020 - 03/01/2021

EDWARD JONES (TEMPE AZ)

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Licenses & Designations

BOTH

Issued 12/01/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/02/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/23/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brooke Baker.
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