Unclaimed
Brooke B. Hayes is a registered representative with GT Securities, Inc. Brooke has been in the securities industry since 2020. Brooke has experience in Investment Banking and is licensed in California and Pennsylvania. Brooke holds a Series 7, Series 63 and Series 79TO licenses. Brooke previously worked at J.P. Morgan Securities Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/12/2022 - Present
GT Securities, Inc. (LOS ANGELES CA)
NY
10/15/1999 - 03/06/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/22/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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