Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Newell is a financial advisor with over 11 years of experience in the financial services industry. Brooke is a registered representative with Raymond James Financial Services Advisors, Inc. and holds Series 66, Series 7 and SIE licenses. Brooke has previously worked for several other financial firms including Wells Fargo Advisors, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Brooke is dedicated to providing financial guidance and investment strategies to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
10/15/2019 - Present
Raymond James Financial Services Advisors, Inc. (BROOKFIELD WI)
WI
03/28/2018 - 09/25/2019
WOODBURY FINANCIAL SERVICES, INC. (WEST BEND WI)
WI
01/16/2015 - 04/04/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CEDARBURG WI)
TX
05/01/2013 - 01/16/2015
WELLS FARGO ADVISORS, LLC (SAN ANTONIO TX)
TX
10/01/2012 - 04/29/2013
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
09/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
WI
04/19/2011 - 08/20/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CEDARBURG WI)
WI
01/01/2008 - 12/22/2010
WELLS FARGO ADVISORS, LLC (MEQUON WI)
WI
12/14/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MEQUON WI)
BOTH
Issued 01/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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