Unclaimed
Brooke Ann Schaffer is a registered representative with MM Ascend Life Investor Services, LLC. Brooke has been in the industry since September 15, 2011 and holds the Series 6 and SIE licenses. Brooke is registered with the state of Ohio. Brooke's current office location is 191 ROSA PARKS in CINCINNATI, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
09/16/2011 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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