Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooke? Claim Your ProfileBrooke Amanda Froman is a securities professional based in Aurora, Colorado. Brooke is registered with First Command Brokerage Services, Inc. Brooke has been in the financial services industry since August 10, 2022 and holds the Series 7TO, Series 63, and SIE licenses. Brooke previously worked at CHARLES SCHWAB & CO., INC. in Lone Tree, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/18/2023 - Present
First Command Brokerage Services, Inc. (AURORA CO)
CO
01/10/2022 - 02/16/2023
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 02/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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