Unclaimed
Brooke Allyson Navarro is a registered representative with FMI Capital Advisors, Inc. Brooke has been in the industry since 2011 and holds Series 7, 79TO, 24, and SIE licenses. Brooke is registered in California, Colorado, Florida, North Carolina and Texas. Previously, Brooke was employed by Speedroute LLC, Tzero ATS, LLC and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/15/2022 - Present
FMI Capital Advisors, Inc. (RALEIGH NC)
NJ
07/19/2019 - 04/28/2020
SPEEDROUTE LLC (JERSEY CITY NJ)
NJ
07/19/2019 - 04/28/2020
TZERO ATS, LLC (JERSEY CITY NJ)
NY
09/18/2009 - 07/05/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 07/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/15/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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