Unclaimed
Brooke Pflaum is a financial professional with Stonex Financial Inc., located in Birmingham, Alabama. Brooke has been in the financial industry since March 13, 2024 and holds the Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
03/14/2024 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
BC
Issued 03/14/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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