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Brooke Alexandra Pflaum

Stonex Financial Inc.

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About Brooke Alexandra Pflaum

Brooke Pflaum is a financial professional with Stonex Financial Inc., located in Birmingham, Alabama. Brooke has been in the financial industry since March 13, 2024 and holds the Series 99TO and SIE exams.

Firm Information

Brooke Pflaum is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brooke Pflaum’s Registration & Firm History

AL

03/14/2024 - Present

Stonex Financial Inc. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 03/14/2024

Series 99TO - Operations Professional Examination

BC

Issued 02/29/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brooke Alexandra Pflaum.
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