Unclaimed
Brook Miller is an investment professional who is registered as a broker-dealer representative with Fifth Third Securities, Inc. Brook has been active in the industry for over 6 years and is licensed to provide investment advice in all 50 states, as well as the District of Columbia and Puerto Rico. Brook's experience includes investment banking and working with individual investors, as well as businesses and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
12/07/2016 - Present
Fifth Third Securities, Inc. (CHARLOTTE NC)
BC
Issued 4/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/7/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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