Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brook? Claim Your ProfileBrook Balogh is a registered representative with Regions Securities LLC. Brook is licensed to sell securities in Alabama, Florida, Louisiana, Minnesota and Mississippi. Brook passed the Series 79 and SIE exams in 2018 and the Series 63 in 2018. Brook has been in the financial services industry since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
01/12/2018 - Present
Regions Securities LLC (BIRMINGHAM AL)
BC
Issued 02/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Brook Balogh is the right advisor for you? Invested Better is here to help.
