Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brook? Claim Your ProfileBrook Emme Thompson is a registered representative with Park Avenue Securities LLC and has been in the industry since October 4, 2011. Brook Thompson holds a Series 7, Series 6, Series 24, Series 26, and Series 63 licenses. Brook Thompson is also registered as an investment advisor representative in Nebraska and New York. Brook Thompson has previously been affiliated with FBL Marketing Services, LLC, Cetera Advisor Networks LLC, Waddell & Reed, Northwestern Mutual Investment Services, LLC and Guardian Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/09/2022 - Present
Park Avenue Securities LLC (NEW YORK NY)
NE
11/05/2018 - 01/07/2022
FBL MARKETING SERVICES, LLC (Omaha NE)
NE
05/05/2017 - 06/04/2018
CETERA ADVISOR NETWORKS LLC (OMAHA NE)
NE
12/03/2013 - 03/16/2017
WADDELL & REED (OMAHA NE)
NE
02/07/2011 - 09/12/2013
FBL MARKETING SERVICES, LLC (ELKHORN NE)
NE
08/20/2010 - 01/18/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LINCOLN NE)
IA
Issued 12/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2015
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/19/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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