Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brook? Claim Your ProfileBrook Carter Cox is a financial advisor with over 20 years of experience in the industry. Brook is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2010. Previously, Brook worked at Fidelity Investments Institutional Services Company, Inc. Brook is licensed to conduct business in 34 states and holds Series 6, 7, 63, and 66 licenses as well as the SIE exam. Brook is dedicated to providing comprehensive financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
02/04/2010 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
IL
01/01/2008 - 02/12/2009
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
IL
03/22/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CHICAGO IL)
IL
10/22/1999 - 02/16/2007
FIDELITY BROKERAGE SERVICES LLC (SCHAUMBURG IL)
RI
07/06/1999 - 10/20/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 12/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Brook Cox is the right advisor for you? Invested Better is here to help.
