Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brook? Claim Your ProfileBrook Brindley is a financial advisor who has been in the industry for over 20 years. Brook is registered with Robert W. Baird & Co. Inc. and has offices in Madison West and Waunakee, WI. Brook is a Series 7, 63, and SIE licensed advisor who also holds registrations in multiple states including Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin, and Wyoming. Brook has been with Robert W. Baird & Co. Inc. since June 2009. Prior to that, Brook worked at WELLS FARGO ADVISORS, LLC. and A. G. EDWARDS & SONS, INC. Brook has a broad range of experience and specializes in providing investment advice to individuals, businesses, and institutions. Brook provides a variety of financial services including financial planning, pension consulting, educational seminars, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
06/19/2009 - Present
Robert W. Baird & Co. Inc. (Madison West WI)
WI
01/01/2008 - 06/23/2009
WELLS FARGO ADVISORS, LLC (MADISON WI)
WI
01/15/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MADISON WI)
BC
Issued 02/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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