Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bronwen? Claim Your ProfileBronwen Malles is a financial advisor with Morgan Stanley. Bronwen has 2 years of experience in the financial services industry. Bronwen has a Series 7TO, Series 66 and SIE license. Bronwen is registered with FINRA and state regulators in 53 states and Puerto Rico. Bronwen specializes in a range of financial services including Portfolio Management for Individuals, Portfolio Management for Investment Companies, Portfolio Management for Businesses, Financial Planning and Pension Consulting. Prior to joining Morgan Stanley, Bronwen worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bronwen also has experience working at Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
01/18/2023 - Present
Morgan Stanley (Chicago IL)
IL
08/18/2020 - 08/02/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BOTH
Issued 09/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bronwen Malles is the right advisor for you? Invested Better is here to help.
