Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brogen? Claim Your ProfileBrogen Robert howard Gabel is a financial advisor with Northwestern Mutual Investment Services, LLC based in Northbrook, Illinois. Brogen has been in the industry since December 2011 and is registered in 21 states. Brogen's licenses include the Series 6, 7, and 63 exams. Brogen's firm provides investment research, referrals to other advisors and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
12/02/2011 - Present
Northwestern Mutual Investment Services, LLC (Northbrook IL)
BC
Issued 01/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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