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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brogan? Claim Your ProfileBrogan Gerald Mooney is a financial advisor with Fidelity Personal And Workplace Advisors, based in SANTA MONICA, CA. Brogan has a Series 63 and Series 65 license. In addition, Brogan holds the Series 7TO and SIE licenses. Previously, Brogan was registered with PURSHE KAPLAN STERLING INVESTMENTS in El Segundo, CA. Brogan has been in the financial services industry since 2018 and currently holds registrations in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/21/2024 - Present
Fidelity Personal AND Workplace Advisors (LOS ANGELES CA)
CA
07/02/2022 - 09/01/2023
PURSHE KAPLAN STERLING INVESTMENTS (El Segundo CA)
IA
Issued 03/15/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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