Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brody? Claim Your ProfileBrody Wayne Smith is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Brody is a Series 7 and 66 licensed professional with over 3 years of experience in the financial services industry. Brody is committed to providing clients with comprehensive financial planning and investment management services tailored to their individual needs. Brody has worked in the financial services industry since 2019. Brody is also a registered investment advisor in South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/07/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CLEMSON SC)
SC
09/29/2020 - 07/07/2023
WELLS FARGO CLEARING SERVICES, LLC (SENECA SC)
SC
08/29/2019 - 09/30/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEMSON SC)
BOTH
Issued 10/02/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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