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Brody Summerall

Wells Fargo Securities, LLC

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About Brody Summerall

Brody Summerall is a financial professional with over 8 years of experience in the financial services industry. Brody is currently registered with Wells Fargo Securities, LLC, and is licensed in 53 states. Brody holds Series 63, SIE, 79 and 79TO licenses. Prior to joining Wells Fargo Securities, LLC, Brody was employed by BNP Paribas Securities Corp.

Firm Information

Brody Summerall is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brody Summerall’s Registration & Firm History

TX

11/20/2023 - Present

Wells Fargo Securities, LLC (DALLAS TX)

NY

06/24/2015 - 10/23/2017

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/06/2023

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brody Summerall.
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