Unclaimed
Brody Summerall is a financial professional with over 8 years of experience in the financial services industry. Brody is currently registered with Wells Fargo Securities, LLC, and is licensed in 53 states. Brody holds Series 63, SIE, 79 and 79TO licenses. Prior to joining Wells Fargo Securities, LLC, Brody was employed by BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/20/2023 - Present
Wells Fargo Securities, LLC (DALLAS TX)
NY
06/24/2015 - 10/23/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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