Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brody? Claim Your ProfileBrody Mulderig is a financial professional with over a decade of experience in the industry. Brody currently holds a position at J.P. Morgan Securities LLC, where they have been since October 2019. Brody is a Series 7, 6, 63, and 79TO licensed advisor and has held various roles at firms including E*TRADE Clearing LLC, E*TRADE Securities LLC, NYLIFE Securities LLC, and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
10/24/2019 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
NJ
09/16/2011 - 08/17/2012
E*TRADE CLEARING LLC (JERSEY CITY NJ)
UT
06/10/2011 - 08/17/2012
E*TRADE SECURITIES LLC (SANDY UT)
UT
10/28/2010 - 06/09/2011
NYLIFE SECURITIES LLC (SOUTH JORDAN UT)
UT
05/28/2010 - 10/13/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PROVO UT)
BC
Issued 11/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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