Unclaimed
Brodie Donald Pearson is a financial advisor who has been in the industry since April 23, 2013. Brodie is currently registered with Nylife Securities LLC, a firm with a strong track record of success. Brodie is registered in Utah, Nevada, and Texas. Brodie holds the Series 6, 26, and 63 securities licenses. In addition, Brodie passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
04/24/2013 - Present
Nylife Securities LLC (ST GEORGE UT)
BC
Issued 07/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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