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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brodie? Claim Your ProfileBrodie Barnes is a financial advisor with over 30 years of experience in the industry. Brodie currently works for Captrust, a firm that provides investment management and financial advisory services to individuals, families, businesses, and institutions. Prior to joining Captrust, Brodie worked at a number of other firms, including KCG Securities, LLC, Geneos Wealth Management, Inc., and M Holdings Securities, Inc. Brodie is a Certified Financial Planner and holds a number of industry licenses, including the Series 6, 7, 24, 31, 52, 53, and 63 exams. Brodie is also registered as an Investment Advisor Representative (IAR) in a number of states, including North Carolina, Texas, and Utah. Brodie specializes in providing financial planning, investment management, and retirement planning services to a wide range of clients. Brodie is committed to providing personalized service and working with clients to develop and implement financial plans that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
UT
01/02/2018 - Present
Captrust (Salt Lake City UT)
UT
04/20/2010 - 02/19/2019
KCG SECURITIES, LLC (DRAPER UT)
UT
01/03/2006 - 06/10/2009
GENEOS WEALTH MANAGEMENT, INC. (DRAPER UT)
UT
03/05/2004 - 01/24/2006
M HOLDINGS SECURITIES, INC. (DRAPER UT)
IN
01/10/2000 - 03/08/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/10/2000 - 03/08/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
03/01/1996 - 01/27/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
07/08/1993 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 07/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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