Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brockton? Claim Your ProfileBrockton MacElli is a financial advisor who is registered with FINRA and has a Series 63, Series 7 and SIE licenses. Brockton is a registered representative at Capital Client Group, Inc. and is located in the Los Angeles office. Brockton previously worked at PIMCO INVESTMENTS LLC in Newport Beach, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
11/19/2021 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
11/10/2017 - 03/05/2020
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
BC
Issued 01/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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