Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brockton? Claim Your ProfileBrockton Somsen is a financial advisor at LPL Financial LLC in Chandler, Arizona. Brockton has been in the financial services industry since 2006, starting his career at EDWARD JONES in 2006. Brockton holds FINRA Series 7, Series 63 and SIE licenses and is registered in Arizona, California, Colorado, Florida, Georgia, Hawaii, Illinois, Indiana, Massachusetts, Missouri, Nebraska, New York, North Carolina, Pennsylvania, Tennessee, Texas, Utah, Washington and Wisconsin. LPL Financial LLC is a financial services company that provides a wide range of investment products and services to individual investors, businesses, and institutions. The company is headquartered in Fort Mill, South Carolina, and has over 20,000 financial advisors nationwide. Brockton specializes in providing financial advice and investment management services to individuals, businesses, and institutions. Brockton has a long history of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
01/09/2012 - Present
LPL Financial LLC (CHANDLER AZ)
AZ
01/01/2006 - 12/22/2011
EDWARD JONES (CHANDLER AZ)
BC
Issued 01/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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