Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock Wilson is a financial advisor with over 20 years of experience in the industry. Brock currently works for Wells Fargo Advisors Financial Network, LLC and has been with the firm since January 2020. Before joining Wells Fargo Advisors Financial Network, LLC, Brock worked at CAERUS INVESTMENT ADVISORS, LLC and CITIGROUP GLOBAL MARKETS INC. Brock's areas of specialization include retirement planning, college savings, and estate planning. Brock is committed to providing his clients with personalized financial advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/17/2020 - Present
Wells Fargo Advisors Financial Network, LLC (LONG BEACH CA)
DC
12/08/2014 - 08/26/2016
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NY
01/22/1999 - 07/02/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 05/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/04/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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