Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock William richard Rouch is a financial advisor currently registered with LPL Financial LLC in Casper, WY. Brock has been in the financial services industry since December 17, 2015. Brock is licensed to provide financial advice in 29 states, and has a Series 7, Series 66, and SIE license. Prior to joining LPL Financial LLC, Brock was registered with Morgan Stanley in Casper, WY from December 18, 2015 to April 6, 2022. Brock is also active in the financial services industry as a registered Investment Advisor Representative in Texas and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WY
04/04/2022 - Present
LPL Financial LLC (CASPER WY)
WY
12/18/2015 - 04/06/2022
MORGAN STANLEY (CASPER WY)
BOTH
Issued 01/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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