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Brock Vincent Dutcher

DWS Distributors, Inc.

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About Brock Vincent Dutcher

Brock Vincent Dutcher is a financial advisor who has been in the industry since March 1, 2016. Brock is registered with DWS Distributors, Inc. Brock holds the Series 7, Series 63, and SIE licenses. Brock is registered in 52 states. Brock is currently employed by DWS Distributors, Inc. in Chicago, Illinois.

Firm Information

Brock Dutcher is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brock Dutcher’s Registration & Firm History

IL

03/02/2016 - Present

DWS Distributors, Inc. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brock Vincent Dutcher.
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