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Brock Solomon Lyons

Charles Schwab & CO., Inc.

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About Brock Solomon Lyons

Brock Solomon Lyons is a registered representative with Charles Schwab & CO., Inc. Brock is licensed in 51 states and the District of Columbia. Brock has been in the industry for 3 years and has a Series 7TO, SIE, and Series 63 license. Brock also works part-time as a Sales Associate for Callaway Golf. Brock has a wide range of experience, including working for companies like Men Wearhouse, Code 4 Security Services, Colorado State University Dinning Services, and Garden of the Gods Country Club. Brock's experience and licensing allow Brock to provide a variety of financial services to clients. Brock is committed to helping clients reach their financial goals.

Firm Information

Brock Lyons is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Brock Lyons’s Registration & Firm History

AZ

12/03/2024 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

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Licenses & Designations

BC

Issued 08/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brock Solomon Lyons.
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